試論中小股東利益的實(shí)體保護(hù)機(jī)制

法律論文編號(hào):FM011  包括:開題報(bào)告,中英文摘要,論文,目錄,文獻(xiàn)綜述,任務(wù)書,答辯,中期檢查表,等   論文字?jǐn)?shù):12759,頁數(shù):15

目    錄
摘要 ..............................................................Ⅱ
Abstract.......................................................... Ⅲ
引言 ..............................................................1
一、中小股東利益保護(hù)問題的產(chǎn)生 ....................................1
二、中小股東利益受侵害的表現(xiàn)形式 ..................................3
（一）虛假出資................................................ ....3
（二）操縱利潤分配................................................ 3
（三）操縱發(fā)行價(jià)格 ................................................3
（四）操縱信息披露 ................................................3
（五）關(guān)聯(lián)交易.................................................... 4
（六）侵吞公司和其他股東的財(cái)產(chǎn) ....................................4
三、保護(hù)中小股東的權(quán)益的重要性.................................... 4
（一）從公司法人治理結(jié)構(gòu)、公司決議方式來看 ........................4
（二）中國股權(quán)的現(xiàn)狀是公司法要保護(hù)中小股東利益的客觀原因 ..........4
四、中小股東利益的實(shí)體保護(hù)機(jī)制的建立和完善........................ 5
（一）完善股東大會(huì)制度 ............................................5
1.完善累積股票表決制.............................................. 5
2.完善表決權(quán)排除制度.............................................. 5
3.建立限制表決權(quán)制度.............................................. 6
4.充實(shí)中小股東的股東權(quán) ............................................6
5.建立類別股東大會(huì)議決制 ..........................................7
（二）充實(shí)中小股東的事中監(jiān)督措施.................................. 7
1.財(cái)務(wù)會(huì)計(jì)報(bào)告、帳薄查閱權(quán) ........................................7
2.公司經(jīng)營狀況調(diào)查請求權(quán).......................................... 7
3.請求法院對(duì)“不正當(dāng)侵害行為”進(jìn)行干預(yù)............................ 8
（三）完善股東訴訟制度............................................ 8
1.建立股東派生訴訟制度............................................ 8
2.完善現(xiàn)行股東直接訴訟之相關(guān)規(guī)定.................................. 8
五、中小股東利益的實(shí)體保護(hù)機(jī)制的弊端的思考........................ 9
（一）關(guān)于表決權(quán)排除制度 ..........................................9
1.適用范圍的規(guī)定過于寬泛與原則.................................... 9
2.沒有解決關(guān)聯(lián)擔(dān)保問題............................................ 9
3.對(duì)累計(jì)投票制的反思 ..............................................9
4.關(guān)于股東會(huì)、股東大會(huì)決議無效、可撤消的申請權(quán) ....................10
5.對(duì)股東知情權(quán)的思考 ..............................................11
6.委托投票權(quán)的完善................................................ 12
7.股東退出機(jī)制立法漏洞彌補(bǔ)........................................ 12
8.公司解散請求權(quán)制度的完善 ........................................12
9.關(guān)于派生訴訟與直接訴訟制度...................................... 13
（二）獨(dú)立董事制度的建立和完善與中小股東利益保護(hù)的思考 ............13
（三）用現(xiàn)代科學(xué)技術(shù)為中小股東利益保護(hù)作技術(shù)支撐 ..................14

摘    要
      中小股東利益的保護(hù)，是隨著社會(huì)經(jīng)濟(jì)的發(fā)展及公司制度的變革，而突顯出來的。特別是近幾年以來，大股東或者是控股股東侵害中小股東利益的事例時(shí)有發(fā)生，且在不同的時(shí)期有愈演愈烈的趨勢。因此，旨在探討如何更好的建立保護(hù)中小股東利益的機(jī)制的呼聲，不管是中小股東本身還是在理論界或是司法界，都日益變得強(qiáng)烈。本文擬從中小股東利益保護(hù)問題的產(chǎn)生、中小股東利益保護(hù)的客觀必要性及中小股東權(quán)益受到侵害的表現(xiàn)形式、為什么要保護(hù)中小股東的權(quán)益、保護(hù)中小股東權(quán)益機(jī)制的建立和完善等方面，來論述中小股東利益的實(shí)體保護(hù)機(jī)制。

關(guān)鍵詞：中小股東， 股東平等，股權(quán)平等
Abstract　
The aegis of behalf of inferior dormant partner is stand out along with the development of community economy and the innovate of company system. Especially recently the case of that the controlling shareholders made an invasion upon the inferior dormant partner always happened , and it was getting worse an worse. So the problem that built a consummate system to protect the behalf of inferior dormant-partner, not only per se of inferior dormant-partner but also in the Theorists and Law , become more and more focus. This article try to discuss the reason that course the problem about behalf of inferior dormant-partner, necessary of protect of behalf of inferior dormant-partner, how their behalf will be violated, why we need to built a consummate system to protect the behalf of inferior dormant-partner, and how to built it .
Key words: Inferior dormant-partner ；The equality of shareholder； The equality of stock rights